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WEBCAST: 2020 Year In Review and 2021 Look Ahead, Part 1: Funds and Investment Advisers

Date(s):
January 21, 2021
Description:
Credit: 0 Credit Hours
 
**Registration is now closed. If you missed this program, it will be available in our On- Demand Library Monday, January 25th.
 
Join us for a year-in-review panel covering the investment management developments that took place in 2020 as well as what to expect in 2021. In this two-part series experienced practitioners, in-house counsel, and former regulators will discuss the most impactful regulatory changes in the past year. Part 1 will focus on funds and investment advisers, and in Part 2 we will cover broker-dealer developments. Topics covered in Part 1 will include final SEC rulemakings (fund of funds, derivatives, valuation) as well as OCIE risk alerts. Panelists will also share perspectives on regulatory initiatives that are likely to gain momentum under the incoming administration.
 
Part 2, 2020 Year in Review and 2021 Look Ahead: Broker-Dealers, will be held on Monday, February 1, 2021, click here for separate registration. 
 
Pre-registration for this program is required. As always, please feel free to share this invitation with colleagues. D.C. Bar membership is not required to attend.

Are you a current law student and looking to register for one of our programs? Learn about the D.C. Bar Law Student Community and attend most individual programs at a discounted rate. Find out more here.
 
Webcast registrants will receive access information by logging into the D.C. Bar website. You will need a headset or working computer speakers to hear the audio portion of the presentation.
 
Sponsored by: Investment Management & Broker-Dealer Regulation Committee and Investor Rights Committee of the D.C. Bar Corporation, Finance and Securities Law Community
Related Community of Interest: D.C. Bar Law Student Community 
 
Speakers:
  • Sarah Bessin, Investment Company Institute
  • Kellen Carter, ARK Invest
  • Rajib Chanda, Simpson Thacher & Bartlett
  • Julie Riewe, Debevoise
  • Monique Botkin, Investment Adviser Association (Moderator)
 
EARLY BIRD REGISTRATION
$0 D.C. Bar Community Members - Premium
$0 D.C. Bar CFSL Community Members
$0 D.C. Bar Law Student Community Member
$15 Government/Non-Profit
$20 D.C. Bar Member
$40 Non-Member
$160 Group Registration Fee, up to 20 registrants - only offered during the early bird period
$210 Group Registration Fee, over 21 - 40 registrants - only offered during the early bird period
 
REGULAR REGISTRATION *after January 15, 2021
$0 D.C. Bar Community Members - Premium
$0 D.C. Bar CFSL Community Members
$10 D.C. Bar Law Student Community Member
$20 Government/Non-Profit
$30 D.C. Bar Member
$50 Non-Member
 
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Monique Botkin, Investment Adviser Association (Moderator)

Rajib Chanda, Simpson Thacher & Bartlett

Julie Riewe, Debevoise

Sarah Bessin, Investment Company Institute

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