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ON DEMAND: COVID-19: Lessons Learned from the Financial Services Industry - Adviser and Fund Perspectives

Credit: 0 Credit Hours

Run Time: 69 Minutes

**This is a previously recorded program, originally recorded on June 8, 2020.
Listen to a sneak peek of this program on our podcast HERE.

Join us for a discussion of lessons learned from how regulatory agencies and the financial services industry navigated the outbreak of the coronavirus (COVID-19) pandemic. Our panelists will cover legal and regulatory topics from the perspective of investment advisers, registered funds, and private funds. Topics include rapidly transitioning to remote work, responding to market volatility, implementing emergency regulatory relief, and assessing the effectiveness of financial firms' business continuity and disaster recovery plans. In addition, our speakers will share their thoughts on the future and our path to recovery.  

Sponsored by: Investment Management & Broker-Dealer Regulation Committee Investor Rights
Subcommittee and of the D.C. Bar Corporation, Finance and Securities Law Community

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  • Gail Bernstein, General Counsel, Investment Adviser Association
  • Letti de Little, Chief Compliance Officer, Grain Management, LLC
  • Joshua Lefkowitz, Chief Legal Officer (Global Credit), Managing Director, The Carlyle Group
  • Karl Paulson Egbert, Partner, Baker & McKenzie LLP
  • Chris Healey, Simpson Thacher (Moderator)
On Demand Registration Fees **discounted pricing offered for a limited time
$10 D.C. Bar Law Student Community Member
$20 D.C. Bar Corporation, Finance and Securities Law Community Member
$20 Government/Nonprofit
$30 D.C. Bar Member
$50 Non-member
Please select Individual Registration to register.

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